SEC Form 4 · accession 0001314598-16-000138
MCCORMICK & CO INC · MKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Michael Fitzpatrick
Director
Period of report
Apr 18, 2016
Accepted (ET)
Apr 19, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Voting | Apr 18, 2016 | M | 3,750 | $37.59 | A | 30,907 | D | |
| Common Stock - Voting | Apr 18, 2016 | F | 1,485 | $94.9445 | D | 29,422 | D | |
| Common Stock - Voting | Apr 18, 2016 | M | 3,750 | $29.89 | A | 33,172 | D | |
| Common Stock - Voting | Apr 18, 2016 | F | 1,181 | $94.9445 | D | 31,991 | D | |
| Common Stock - Voting | Apr 18, 2016 | M | 3,750 | $38.39 | A | 35,741 | D | |
| Common Stock - Voting | Apr 18, 2016 | F | 1,517 | $94.9445 | D | 34,224 | D | |
| Common Stock - Non Voting | Apr 18, 2016 | M | 1,250 | $37.59 | A | 11,597 | D | |
| Common Stock - Non Voting | Apr 18, 2016 | F | 495 | $94.9445 | D | 11,102 | D | |
| Common Stock - Non Voting | Apr 18, 2016 | M | 1,250 | $29.89 | A | 12,352 | D | |
| Common Stock - Non Voting | Apr 18, 2016 | F | 394 | $94.9445 | D | 11,958 | D | |
| Common Stock - Non Voting | Apr 18, 2016 | M | 1,250 | $38.39 | A | 13,208 | D | |
| Common Stock - Non Voting | Apr 18, 2016 | F | 506 | $94.9445 | D | 12,702 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options - Right to BuyF2 | $37.59 | Apr 18, 2016 | M | 3,750 | D | Apr 2, 2009 | Apr 1, 2018 | Common Stock - Voting | 3,750 | 0 | D |
| Options - Right to BuyF2 | $29.89 | Apr 18, 2016 | M | 3,750 | D | Mar 25, 2010 | Mar 24, 2019 | Common Stock - Voting | 3,750 | 0 | D |
| Options - Right to BuyF2 | $38.39 | Apr 18, 2016 | M | 3,750 | D | Mar 31, 2011 | Mar 30, 2020 | Common Stock - Voting | 3,750 | 0 | D |
| Options - Right to BuyF2 | $37.59 | Apr 18, 2016 | M | 1,250 | D | Apr 2, 2009 | Apr 1, 2018 | Common Stock - Non Voting | 1,250 | 0 | D |
| Options - Right to BuyF2 | $29.89 | Apr 18, 2016 | M | 1,250 | D | Mar 25, 2010 | Mar 24, 2019 | Common Stock - Non Voting | 1,250 | 0 | D |
| Options - Right to BuyF2 | $38.39 | Apr 18, 2016 | M | 1,250 | D | Mar 31, 2011 | Mar 30, 2020 | Common Stock - Non Voting | 1,250 | 0 | D |
| Phantom StockF1 | — | holding | — | — | — | — | — | Common Stock - Voting | 0 | 8,343 | I |
Explanation of responses
- F1Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Comon Stock - Voting in accordance with the terms of the Deferred Compensation Plan.
- F2Option exercised.