SEC Form 4 · accession 0001314598-16-000137
MCCORMICK & CO INC · MKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Michael Fitzpatrick
Director
Period of report
Mar 30, 2016
Accepted (ET)
Apr 1, 2016 · 12:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Voting | holding | — | — | — | 27,157 | D | ||
| Common Stock - Non Voting | holding | — | — | — | 10,347 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 30, 2016 | A | 1,020 | A | — | — | Common Stock - Voting | 1,020 | 1,020 | D |
| Options - Right to BuyF4 | $99.92 | Mar 30, 2016 | A | 5,000 | A | — | Mar 29, 2026 | Common Stock - Voting | 5,000 | 5,000 | D |
| Phantom StockF1 | — | holding | — | — | — | — | — | Common Stock - Voting | 0 | 8,343 | I |
Explanation of responses
- F1Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Comon Stock - Voting in accordance with the terms of the Deferred Compensation Plan.
- F2Each restricted stock unit represents a contingent right to receive one share of Common stock.
- F3The restricted stock units vest in full on 3/15/2017, and are settled in an equal number of shares of Common Stock.
- F4The option vests in full on 3/15/2017.