SEC Form 4/A · accession 0000063754-18-000122
MCCORMICK & CO INC · MKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Lawrence Erik Kurzius
Officer — Chairman, President & CEO · Director
Period of report
Mar 15, 2018
Accepted (ET)
Dec 13, 2018 · 3:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - VotingF1,F3,F2 | Mar 15, 2018 | M | 286 | — | A | 44,804 | D | |
| Common Stock - Voting | holding | — | — | — | 12,500 | I | IRA | |
| Common Stock - Voting | holding | — | — | — | 6,967 | I | 401(k) Retirement Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F3,F5 | — | Mar 15, 2018 | M | 286 | D | — | — | Common Stock - Voting | 286 | 572 | D |
| Phantom StockF4 | — | holding | — | — | — | — | — | Common Stock - Voting | 0 | 13,979 | I |
Explanation of responses
- F1Subject to deferred receipt.
- F2This amendment amends the Form 4 filed by the reporting person on March 19, 2018. The original Form 4 incorrectly reported a disposition of 138 shares, which transaction did not in fact occur.
- F3Restricted Stock Units; no purchase price required.
- F4Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.
- F5The Restricted Stock Units vest in thirds over a three year period beginning March 15, 2018, March 15, 2019 and March 15, 2020 but are subject to deferred delivery based on certain termination of service events.
- F6Restricted Stock Units granted on March 29, 2017.