SEC Form 4 · accession 0000063754-18-000121
MCCORMICK & CO INC · MKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brendan M Foley
Officer — President Global Consumer
Period of report
Dec 1, 2018
Accepted (ET)
Dec 3, 2018 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - VotingF1 | Dec 1, 2018 | M | 2,500 | — | A | 12,054 | D | |
| Common Stock - Voting | Dec 1, 2018 | F | 1,199 | $149.39 | D | 10,855 | D | |
| Common Stock - Non Voting | holding | — | — | — | 51 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1,F3 | — | Dec 1, 2018 | M | 2,500 | D | — | — | Common Stock - Voting | 2,500 | 27,500 | D |
| Phantom StockF2 | — | holding | — | — | — | — | — | Common Stock - Voting | 0 | 741 | I |
Explanation of responses
- F1Restricted Stock Units; no purchase price required.
- F2Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.
- F3The RSU's vest over a period of years as follows: 2,500 of such RSU's will vest on December 1, 2018 and December 1, 2019; 5,000of such RSU's will vest on December 1, 2020; and 10,000 of such RSU's vest on each of December 1, 2021 and December 1, 2022.
- F4Restricted Stock Units granted on December 1, 2017.