SEC Form 4 · accession 0000063754-18-000091
MCCORMICK & CO INC · MKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan D Wilson
10% Owner
Period of report
Oct 2, 2018
Accepted (ET)
Oct 4, 2018 · 10:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock-VotingF5 | Oct 2, 2018 | G | 6,000 | — | D | 107,644 | D | |
| Common Stock - VotingF2 | Oct 2, 2018 | G | 1,725 | — | D | 0 | I | By 2016 GRAT |
| Common Stock - VotingF1 | holding | — | — | — | 113,644 | D | ||
| Common Stock - Voting | holding | — | — | — | 10,679 | I | 401(k) Retirement Plan | |
| Common Stock - VotingF3 | holding | — | — | — | 24,600 | I | By 2017 GRAT | |
| Common Stock - VotingF4 | holding | — | — | — | 20,000 | I | By 2018 GRAT | |
| Common Stock - Non Voting | holding | — | — | — | 5,852 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF6 | — | holding | — | — | — | — | — | Common Stock - Voting | 0 | 1,020 | I |
Explanation of responses
- F1Number reflects the transfer of 5,350 shares of Common Stock-Voting from the 2016 GRAT to the reporting person, 15,400 shares of Common Stock-Voting from the 2017 GRAT to the reporting person and 20,000shares of Common Stock-Voting from teh reporting person to a newly established 2018 GRAT.
- F2Upon termination of the reporting person's 2016 GRAT, 1,725 shares of Common Stock -Voting were gifted to a trust not controlled by the reporting person.
- F3Number reflects the transfer of 15,400 shares of Common Stock-Voting from the 2017 GRAT to the reporting person.
- F4On October 2, 2018, the reporting person established the 2018 GRAT and transferred 20,000 shares of Common Stock -Voting previously reported as directly held.
- F5Shares gifted; no purchase price required.
- F6Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.