SEC Form 4 · accession 0000063754-18-000045
MCCORMICK & CO INC · MKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan D Wilson
Director · 10% Owner
Period of report
Jun 28, 2018
Accepted (ET)
Jul 2, 2018 · 2:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Voting | Jun 28, 2018 | M | 100,000 | $38.39 | A | 212,894 | D | |
| Common Stock - Voting | Jun 28, 2018 | S | 100,000 | $110.00 | D | 112,894 | D | |
| Common Stock - Non Voting | Jun 28, 2018 | M | 58,600 | $38.39 | A | 64,452 | D | |
| Common Stock - Non Voting | Jun 28, 2018 | S | 58,600 | $110.00 | D | 5,852 | D | |
| Common Stock - Voting | holding | — | — | — | 10,679 | I | 401(k) Retirement Plan | |
| Common Stock - Voting | holding | — | — | — | 7,075 | I | By 2016 GRAT | |
| Common Stock - Voting | holding | — | — | — | 40,000 | I | By 2017 GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options - Right to BuyF2 | $38.39 | Jun 28, 2018 | M | 100,000 | D | Mar 31, 2011 | Mar 30, 2020 | Common Stock - Voting | 100,000 | 0 | D |
| Options - Right to BuyF2 | $38.39 | Jun 28, 2018 | M | 58,600 | D | Mar 31, 2011 | Mar 30, 2020 | Common Stock - Non Voting | 58,600 | 0 | D |
| Phantom StockF1 | — | holding | — | — | — | — | — | Common Stock - Voting | 0 | 1,016 | I |
Explanation of responses
- F1Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.
- F2Option Exercised.