SEC Form 4 · accession 0001179110-17-008005
MAUI LAND & PINEAPPLE CO INC · MLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Case
Director · 10% Owner
Period of report
May 24, 2017
Accepted (ET)
May 25, 2017 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063330
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 24, 2017 | A | 3,321 | $13.55 | A | 36,994 | D | |
| Common StockF2 | holding | — | — | — | 11,911,936 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of Common Stock were granted under the Company's 2017 Equity and Incentive Award Plan as director compensation. These shares shall vest, and the forfeiture restrictions shall lapse, with respect to 830 of the shares of Common Stock upon the last business day of each calendar quarter occurring after the date of grant provided that Mr. Case is a director of the Company on the applicable vesting date.
- F2Shares held directly by the Stephen M. Case Revocable Trust under agreement, dated December 17, 1998, as amended (the "Trust"). Mr. Case serves as the sole trustee of the Trust and has the sole power to direct the vote and disposition of the shares held by the Trust.