SEC Form 4 · accession 0000063296-18-000042

MATTHEWS INTERNATIONAL CORP · MATW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 8, 2018

Accepted (ET)

Mar 9, 2018 · 2:56 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000063296

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Stock Units under 2014 Director Fee Plan^F2,F3,F1	—	Mar 8, 2018	A	4,141	A	—	—	Class A Common Stock	4,141	8,336	D

F1Each deferred stock unit ("DSU") is the economic equivalent of one share of Class A common stock. The DSUs become payable in common stock in accordance with a deferral election made by the reporting person or pursuant to the Issuer's Amended and Restated 2014 Director Fee Plan ("Plan"). A copy of such deferral election is on file with the Issuer.
F2The number of DSUs issued by the Issuer to the Reporting Person was calculated based on $54.34, which represents the mean of the highest and lowest sale prices per share of the Issuer's Class A common stock on the Nasdaq Exchange on the date of issuance.
F3DSUs were issued by the Issuer to the Reporting Person in the following increments and calculated based on the mean of the highest and lowest sale prices per share of the Issuer's Class A common stock on the date of issuance: 500 on 11/17/2016 at $67.40; 3,547 on 03/09/2017 at $66.25; 22 on 03/31/2017 at $67.25; 22 on 05/02/2017 at $68.30; 23 on 07/24/2017 at $65.09; 28 on 11/27/2017 at $54.35; 4,141 on 03/08/2018 at $54.34. DSUs were also issued to the Reporting Person pursuant to dividend equivalent rights in the following increments: 1 on 11/28/2016; 1 on 02/06/2017; 10 on 05/15/2017; 11 on 08/14/2017; 15 on 12/11/2017; 15 on 02/19/2018.

The Power of Attorney dated February 6, 2018 was filed on February 7, 2018, in Form 4, and is incorporated herein by reference.