SEC Form 4 · accession 0000063296-18-000040
MATTHEWS INTERNATIONAL CORP · MATW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Turner
Director
Period of report
Mar 8, 2018
Accepted (ET)
Mar 9, 2018 · 2:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063296
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 8, 2018 | A | 2,301 | $0.00 | A | 32,477 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock Units under 1994 Director Fee PlanF2 | — | Mar 8, 2018 | A | 4,307 | A | — | — | Class A Common Stock | 4,307 | 4,307 | D |
Explanation of responses
- F1Award of restricted stock made under the Amended and Restated 2014 Director Fee Plan ("Plan") subject to the agreement entered into under such Plan. The shares vest on the second anniversary of the award.
- F2Each Deferred Stock Unit ("DSU") is the economic equivalent of one share of Class A common stock. The DSUs become payable in Class A common stock in accordance with a deferral election made by the reporting person pursuant to the Issuer's 1994 Director Fee Plan. A copy of such deferral election is on file with the Issuer.
Remarks
The Power of Attorney dated November 30, 2017 is filed herewith.