SEC Form 4 · accession 0000063296-16-000143
MATTHEWS INTERNATIONAL CORP · MATW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven F Nicola
Officer — CFO and Secretary
Period of report
Jun 6, 2016
Accepted (ET)
Jun 8, 2016 · 11:57 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063296
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 6, 2016 | M | 17,315 | $40.86 | A | 135,605 | D | |
| Class A Common Stock | Jun 6, 2016 | S | 17,315 | $54.86 | D | 135,605 | D | |
| Class A Common Stock | Jun 7, 2016 | M | 4,413 | $40.56 | A | 135,605 | D | |
| Class A Common Stock | Jun 7, 2016 | S | 4,413 | $54.86 | D | 135,605 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $40.56 | Jun 6, 2016 | M | 17,315 | D | Nov 15, 2009 | Nov 15, 2016 | Class A Common Stock | 17,315 | 14,666 | D |
| Employee Stock Option | $40.56 | Jun 7, 2016 | M | 4,413 | D | Nov 15, 2009 | Nov 15, 2016 | Class A Common Stock | 4,413 | 14,666 | D |