SEC Form 4 · accession 0000063296-15-000090
MATTHEWS INTERNATIONAL CORP · MATW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian D Walters
Officer — VP and General Counsel
Period of report
Nov 14, 2015
Accepted (ET)
Nov 18, 2015 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063296
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 14, 2015 | F | 2,555 | $56.22 | D | 39,570 | D | |
| Class A Common Stock | Nov 16, 2015 | F | 2,307 | $56.02 | D | 39,570 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $37.29 | Nov 16, 2015 | D | 4,166 | D | Nov 16, 2008 | Nov 16, 2015 | Class A Common Stock | 4,166 | 0 | D |
Explanation of responses
- F1Sale of shares to the registrant to cover tax withholdings on the vesting of restricted shares.
- F2The transaction represents the forfeiture of employee stock options, granted under the Company's 1992 Stock Incentive Plan, which did not meet a stock price performance target prior to the expiration of the option term.
Remarks
See attached "footnotes" page.