SEC Form 4 · accession 0001523711-17-000051
MATTEL INC /DE/ · MAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dirk Van de Put
Director
Period of report
May 16, 2017
Accepted (ET)
May 17, 2017 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063276
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 16, 2017 | M | 3,341 | — | A | 13,133 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | May 16, 2017 | M | 3,341 | D | — | — | Common Stock | 3,341 | 0 | D |
Explanation of responses
- F1As reported on a Form 4 dated May 16, 2014 and filed on May 20, 2014, the Reporting Person received a grant of 3,341 Restricted Stock Units ("RSUs") on May 16, 2014. The RSUs were fully vested on the one year anniversary of the grant date and are settled on the third anniversary of the grant date. On May 16, 2017, 100% of these RSUs were settled, resulting in the issuance of 3,341 shares of Mattel Common Stock.