SEC Form 4 · accession 0001523711-17-000034
MATTEL INC /DE/ · MAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Scarborough
Director
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063276
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2017 | M | 4,500 | $20.41 | A | 82,073 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to Buy | $20.41 | May 1, 2017 | M | 4,500 | D | May 29, 2011 | May 29, 2018 | Common Stock | 4,500 | 0 | D |
Explanation of responses
- F1The Reporting Person paid the exercise price in cash to the Issuer and held all the shares acquired from the option exercise.