SEC Form 4 · accession 0001523711-16-000161
MATTEL INC /DE/ · MAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Ng
Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063276
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | M | 4,500 | $28.83 | A | 14,000 | D | |
| Common Stock | Nov 21, 2016 | S | 4,500 | $30.792 | D | 9,500 | D | |
| Common Stock | Nov 21, 2016 | M | 4,500 | $20.41 | A | 14,000 | D | |
| Common Stock | Nov 21, 2016 | S | 4,500 | $30.791 | D | 9,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to Buy | $28.83 | Nov 21, 2016 | M | 4,500 | D | May 18, 2010 | May 18, 2017 | Common Stock | 4,500 | 0 | D |
| Stock Option - Right to Buy | $20.41 | Nov 21, 2016 | M | 4,500 | D | May 29, 2011 | May 29, 2018 | Common Stock | 4,500 | 0 | D |