SEC Form 4 · accession 0001523711-16-000095
MATTEL INC /DE/ · MAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Scarborough
Director
Period of report
May 5, 2016
Accepted (ET)
May 6, 2016 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063276
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2016 | M | 7,500 | $28.83 | A | 37,867 | D | |
| Common StockF1,F2 | May 5, 2016 | S | 7,294 | $30.56 | D | 30,573 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to Buy | $28.83 | May 5, 2016 | M | 7,500 | D | May 18, 2007 | May 18, 2017 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1The Reporting Person sold the minimum number of shares to satisfy the exercise price and tax obligation and held the remaining shares acquired from the option exercise.
- F2This transaction was executed in multiple trades at prices ranging from $30.56 to $30.57. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.