SEC Form 4 · accession 0001523711-16-000081
MATTEL INC /DE/ · MAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher A Sinclair
Officer — Chief Executive Officer · Director
Period of report
Feb 24, 2016
Accepted (ET)
Feb 25, 2016 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063276
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2016 | M | 6,000 | $16.05 | A | 86,414 | D | |
| Common StockF1,F2 | Feb 24, 2016 | S | 3,040 | $31.833 | D | 83,374 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to Buy | $16.05 | Feb 24, 2016 | M | 6,000 | D | May 11, 2009 | May 11, 2016 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1The reporting person sold the minimum number of shares to satisfy the exercise price and held the remaining shares acquired from the option exercise.
- F2This transaction was executed in multiple trades at prices ranging from $31.833 to $31.834. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.