SEC Form 4 · accession 0001523711-16-000077
MATTEL INC /DE/ · MAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean Gabriel Zalzman
Officer — EVP, Chief Comm Officer -Int'l
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063276
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2016 | M | 6,059 | $21.50 | A | 52,621 | D | |
| Common StockF1 | Feb 5, 2016 | S | 6,059 | $31.753 | D | 46,562 | D | |
| Common Stock | Feb 5, 2016 | S | 1,652 | $31.74 | D | 44,910 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option - Right to Buy - Granted 08/02/2010 | $21.50 | Feb 5, 2016 | M | 6,059 | D | Aug 2, 2013 | Aug 2, 2020 | Common Stock | 6,059 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $31.75 to $31.76. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.