SEC Form 4 · accession 0001523711-15-000032
MATTEL INC /DE/ · MAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Dolan
Director
Period of report
May 10, 2015
Accepted (ET)
May 12, 2015 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063276
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 10, 2015 | M | 3,701 | — | A | 83,992 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | May 10, 2015 | M | 3,701 | D | — | — | Common Stock | 3,701 | 0 | D |
Explanation of responses
- F1As reported on a Form 4 dated May 10, 2012 and filed on May 14, 2012, the reporting person received a grant of 3,701 Restricted Stock Units ("RSUs") on May 10, 2012. The RSUs were fully vested on the one year anniversary of the grant date and are settled on the third anniversary of the grant date. On May 10, 2015, 100% of these RSUs were settled, resulting in the issuance of 3,701 shares of Mattel common stock.