SEC Form 4 · accession 0001523711-15-000013

· MAT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP Global Brands Fisher-Price

Period of report

Apr 1, 2015

Accepted (ET)

Apr 2, 2015 · 4:49 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000063276

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Apr 1, 2015	M	1,148	—	A	24,327	D
Common Stock^F2	Apr 1, 2015	F	415	$23.08	D	23,912	D
Common Stock^F3	holding	—	—		—	4,256	I	In 401(k)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	—	Apr 1, 2015	M	1,148	D	—	—	Common Stock	1,148	1,148	D

F1As reported on Form 4 dated April 1, 2013 and filed on April 4, 2013, the reporting person received a grant of 2,296 Restricted Stock Units (the "RSUs" or the "Units") on April 1, 2013. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of the Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On April 1, 2015, the first 50% of the RSUs vested, resulting in the issuance of 1,148 shares of Mattel, Inc. common stock.
F2Pursuant to the terms of the April 1, 2013 RSU grant, 415 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding.
F3As of April 1, 2015, the reporting person had a balance of $98,235.68 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.