SEC Form 4 · accession 0001225208-18-015166

· MAS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 1, 2018

Accepted (ET)

Nov 5, 2018 · 1:02 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000062996

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 1, 2018	M	100,000	$7.0461	A	625,961	D
Common Stock^F1	Nov 1, 2018	S	100,000	$30.4947	D	525,961	D
Common Stock	Nov 2, 2018	M	50,000	$7.0461	A	575,961	D
Common Stock^F2	Nov 2, 2018	S	50,000	$31.2441	D	525,961	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option^F4,F3	$7.0461	Nov 1, 2018	M	100,000	D	—	Feb 9, 2019	Common Stock	100,000	200,000	D
Employee Stock Option^F4,F3	$7.0461	Nov 2, 2018	M	50,000	D	—	Feb 9, 2019	Common Stock	50,000	150,000	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.36 to $30.54, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.13 to $31.40, inclusive.
F3This option became exercisable in five equal annual installments commencing February 9, 2010.
F4Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.