SEC Form 4 · accession 0001225208-18-005999
MASCO CORP /DE/ · MAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Manoogian
Director
Period of report
Mar 12, 2018
Accepted (ET)
Mar 13, 2018 · 3:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2018 | M | 100,000 | $7.0461 | A | 622,281 | D | |
| Common Stock | Mar 12, 2018 | S | 47,041 | $42.4618 | D | 575,240 | D | |
| Common Stock | Mar 12, 2018 | F | 52,959 | $42.4618 | D | 522,281 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2,F1 | $7.0461 | Mar 12, 2018 | M | 100,000 | D | — | Feb 9, 2019 | Common Stock | 100,000 | 300,000 | D |
Explanation of responses
- F1This option became exercisable in five equal annual installments commencing February 9, 2010.
- F2Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.