SEC Form 4 · accession 0001225208-18-002676
MASCO CORP /DE/ · MAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth G. Cole
Officer — VP, General Counsel and Sec.
Period of report
Feb 9, 2018
Accepted (ET)
Feb 13, 2018 · 1:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 9, 2018 | A | 8,170 | $0.00 | A | 84,412 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF4,F3 | $42.13 | Feb 9, 2018 | A | 24,110 | A | — | Feb 9, 2028 | Common Stock | 24,110 | 24,110 | D |
Explanation of responses
- F1N/A
- F2This amount has been adjusted to correct the number of shares held by the reporting person. In a Form 4 filed on July 29, 2016, the reporting person reported that on July 28, 2016, he sold 1,350 shares of common stock. The actual number of shares sold on that date was 1,340.
- F3This option is exercisable in five equal annual installments of 4,822 shares commencing February 9, 2019.
- F4Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.