SEC Form 4 · accession 0001225208-17-015135
MASCO CORP /DE/ · MAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth G. Cole
Officer — VP, General Counsel and Sec.
Period of report
Sep 19, 2017
Accepted (ET)
Sep 19, 2017 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 19, 2017 | M | 5,812 | $16.3034 | A | 85,693 | D | |
| Common Stock | Sep 19, 2017 | S | 2,266 | $37.3625 | D | 83,427 | D | |
| Common Stock | Sep 19, 2017 | F | 3,546 | $37.3625 | D | 79,881 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2,F1 | $16.3034 | Sep 19, 2017 | M | 5,812 | D | — | May 12, 2018 | Common Stock | 5,812 | 0 | D |
Explanation of responses
- F1This option became exercisable in five equal annual installments commencing May 12, 2009.
- F2Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.