SEC Form 4 · accession 0001225208-17-010279
MASCO CORP /DE/ · MAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Manoogian
Director
Period of report
May 22, 2017
Accepted (ET)
May 23, 2017 · 3:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 22, 2017 | M | 100,000 | $16.3034 | A | 622,281 | D | |
| Common Stock | May 22, 2017 | S | 30,226 | $37.2064 | D | 592,055 | D | |
| Common Stock | May 22, 2017 | F | 69,774 | $37.2064 | D | 522,281 | D | |
| Common Stock | May 23, 2017 | M | 100,000 | $16.3034 | A | 622,281 | D | |
| Common Stock | May 23, 2017 | S | 30,097 | $37.0047 | D | 592,184 | D | |
| Common Stock | May 23, 2017 | F | 69,903 | $37.0047 | D | 522,281 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2,F1 | $16.3034 | May 22, 2017 | M | 100,000 | D | — | May 12, 2018 | Common Stock | 100,000 | 200,000 | D |
| Employee Stock OptionF2,F1 | $16.3034 | May 23, 2017 | M | 100,000 | D | — | May 12, 2018 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1This option became exercisable in five equal annual installments commencing May 12, 2009.
- F2Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.