SEC Form 4 · accession 0001225208-17-002995
MASCO CORP /DE/ · MAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith J. Allman
Officer — President and CEO · Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2017 | A | 72,380 | $0.00 | A | 339,891 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF3,F2 | $33.75 | Feb 10, 2017 | A | 173,250 | A | — | Feb 10, 2027 | Common Stock | 173,250 | 173,250 | D |
Explanation of responses
- F1N/A
- F2This option is exercisable in five equal annual installments of 34,650 shares commencing February 10, 2018.
- F3Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.