SEC Form 4 · accession 0001225208-16-037671
MASCO CORP /DE/ · MAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Manoogian
Director
Period of report
Aug 9, 2016
Accepted (ET)
Aug 10, 2016 · 1:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2016 | M | 247,028 | $26.6751 | A | 765,739 | D | |
| Common Stock | Aug 9, 2016 | S | 35,244 | $36.3018 | D | 730,495 | D | |
| Common Stock | Aug 9, 2016 | F | 211,784 | $36.3018 | D | 518,711 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2,F1 | $26.6751 | Aug 9, 2016 | M | 247,028 | D | — | May 24, 2017 | Common Stock | 247,028 | 0 | D |
Explanation of responses
- F1This option became exercisable in five equal annual installments commencing May 24, 2008.
- F2Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.