SEC Form 4 · accession 0001225208-16-037128

· MAS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP and CFO

Period of report

Jul 28, 2016

Accepted (ET)

Jul 29, 2016 · 2:56 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000062996

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jul 28, 2016	M	79,774	$26.4645	A	295,979	D
Common Stock	Jul 28, 2016	M	45,585	$26.6751	A	341,564	D
Common Stock	Jul 28, 2016	S	6,950	$37.2332	D	334,614	D
Common Stock	Jul 28, 2016	S	12,403	$37.2203	D	322,211	D
Common Stock	Jul 28, 2016	F	38,635	$37.2232	D	283,576	D
Common Stock	Jul 28, 2016	F	67,371	$37.2203	D	216,205	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option^F3,F1,F2	$26.6751	Jul 28, 2016	M	45,585	D	—	May 24, 2017	Common Stock	45,585	0	D
Employee Stock Option^F3,F1,F4	$26.4645	Jul 28, 2016	M	79,774	D	—	Jun 2, 2017	Common Stock	79,774	0	D

F1In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.
F2This option became exercisable in five equal annual installments commencing May 24, 2008.
F3Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.
F4This option became exercisable in five equal annual installments commencing June 2, 2008.