SEC Form 4 · accession 0001225208-15-013699

· MAS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Gr. Pres. - N.A. Divrs. Bus.

Period of report

Jun 10, 2015

Accepted (ET)

Jun 11, 2015 · 12:58 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000062996

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 10, 2015	M	116,000	$12.82	A	224,258	D
Common Stock	Jun 10, 2015	M	43,500	$11.67	A	267,758	D
Common Stock	Jun 10, 2015	M	40,000	$26.60	A	307,758	D
Common Stock	Jun 10, 2015	M	29,000	$20.36	A	336,758	D
Common Stock	Jun 10, 2015	M	7,250	$22.41	A	344,008	D
Common Stock	Jun 10, 2015	S	757	$27.7709	D	343,251	D
Common Stock	Jun 10, 2015	S	944	$27.7609	D	342,307	D
Common Stock	Jun 10, 2015	S	4,176	$27.742	D	338,131	D
Common Stock	Jun 10, 2015	F	6,493	$27.7709	D	331,638	D
Common Stock	Jun 10, 2015	S	13,579	$27.7466	D	318,059	D
Common Stock	Jun 10, 2015	F	24,824	$27.742	D	293,235	D
Common Stock	Jun 10, 2015	F	29,921	$27.7466	D	263,314	D
Common Stock	Jun 10, 2015	S	33,660	$27.7418	D	229,654	D
Common Stock	Jun 10, 2015	F	39,056	$27.7609	D	190,598	D
Common Stock	Jun 10, 2015	F	82,340	$27.7418	D	108,258	D
Common Stock	holding	—	—		—	15,200	I	By retirement plan
Common Stock	holding	—	—		—	99,358	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option^F2,F1	$22.41	Jun 10, 2015	M	7,250	D	—	Feb 12, 2024	Common Stock	7,250	29,000	D
Employee Stock Option^F2,F3	$20.36	Jun 10, 2015	M	29,000	D	—	Feb 13, 2023	Common Stock	29,000	43,500	D
Employee Stock Option^F2,F4	$11.67	Jun 10, 2015	M	43,500	D	—	Feb 15, 2022	Common Stock	43,500	29,000	D
Employee Stock Option^F2,F5	$12.82	Jun 10, 2015	M	116,000	D	—	Feb 16, 2021	Common Stock	116,000	29,000	D
Employee Stock Option^F2,F6	$26.60	Jun 10, 2015	M	40,000	D	—	Jul 26, 2016	Common Stock	40,000	0	D

F1This option, representing a right to purchase a total of 36,250 shares, is exercisable in five equal annual installments of 7,250 shares commencing February 12, 2015.
F2Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.
F3This option, representing a right to purchase a total of 72,500 shares, is exercisable in five equal annual installments of 14,500 shares commencing February 13, 2014.
F4This option, representing a right to purchase a total of 72,500 shares, is exercisable in five equal annual installments of 14,500 shares commencing February 15, 2013.
F5This option, representing a right to purchase a total of 145,000 shares, is exercisable in five equal annual installments of 29,000 shares commencing February 16, 2012.
F6This option vested in five equal annual installments commencing July 26, 2007, and is therefore currently exercisable.