SEC Form 4 · accession 0001225208-15-007221

· MAS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Gr. Pres. - N.A. Divrs. Bus.

Period of report

Mar 5, 2015

Accepted (ET)

Mar 9, 2015 · 3:09 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000062996

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 5, 2015	M	145,000	$13.81	A	253,258	D
Common Stock	Mar 5, 2015	M	92,000	$18.58	A	345,258	D
Common Stock	Mar 5, 2015	M	18,400	$8.03	A	363,658	D
Common Stock	Mar 5, 2015	S	6,934	$26.821	D	356,724	D
Common Stock	Mar 5, 2015	F	11,466	$26.821	D	345,258	D
Common Stock	Mar 5, 2015	S	15,220	$26.7911	D	330,038	D
Common Stock	Mar 5, 2015	S	37,812	$26.7889	D	292,226	D
Common Stock	Mar 5, 2015	F	76,780	$26.7911	D	215,446	D
Common Stock	Mar 5, 2015	F	107,188	$26.7889	D	108,258	D
Common Stock	holding	—	—		—	15,200	I	By retirement plan
Common Stock	holding	—	—		—	99,358	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Employee Stock Option^F2,F1	$8.03	Mar 5, 2015	M	18,400	D	—	Feb 9, 2019	Common Stock	18,400	D
Employee Stock Option^F2,F3	$13.81	Mar 5, 2015	M	145,000	D	—	Feb 12, 2020	Common Stock	145,000	D
Employee Stock Option^F2,F4	$18.58	Mar 5, 2015	M	92,000	D	—	May 12, 2018	Common Stock	92,000	D

F1This option vested in five equal annual installments commencing February 9, 2010, and is therefore currently exercisable.
F2Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.
F3This option vested in five equal annual installments commencing February 12, 2011, and therefore is currently exercisable.
F4This option vested in five equal annual installments commencing May 12, 2009, and therefore is currently exercisable.