SEC Form 4 · accession 0001225208-15-004008
MASCO CORP /DE/ · MAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amit Bhargava
Officer — VP-Strat. & Corp. Dev.
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 3:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2015 | A | 25,000 | $0.00 | A | 25,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF3,F2 | $26.12 | Feb 11, 2015 | A | 25,000 | A | — | Feb 11, 2025 | Common Stock | 25,000 | 25,000 | D |
| Employee Stock OptionF3,F4 | $26.12 | Feb 11, 2015 | A | 17,500 | A | — | Feb 11, 2025 | Common Stock | 17,500 | 42,500 | D |
Explanation of responses
- F1N/A
- F2This option is exercisable in five equal annual installments of 5,000 shares commencing February 11, 2016.
- F3Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.
- F4This option is exercisable in five equal annual installments of 3,500 shares commencing February 11, 2016.