SEC Form 4 · accession 0000899243-16-032691
ANALOGIC CORP · ALOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred B Parks
Officer — President/CEO/Director · Director
Period of report
Oct 31, 2016
Accepted (ET)
Nov 2, 2016 · 9:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006284
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Oct 31, 2016 | A | 34,208 | A | — | — | Common Stock | 34,208 | 34,208 | D |
| Restricted Stock UnitsF2 | — | Oct 31, 2016 | A | 1,618 | A | — | — | Common Stock | 1,618 | 1,618 | D |
Explanation of responses
- F1Represents Restricted Stock Units ("RSUs"), 50% of which will vest based on the achievement of performance goals with respect to the issuer's 2017 fiscal year and 50% of which will vest based on the achievement of performance goals with respect to the issuer's 2018 fiscal year, provided that, if the goals in 2017 are not achieved, the subject RSUs will remain outstanding and will vest to the extent that the 2018 goals are achieved. Following the end of the issuer's 2017 and 2018 fiscal years, if the applicable goals have been met, the RSUs earned will be converted to common stock and a like number of shares will be issued to the grantee.
- F2Represents RSUs, 100% of which will vest on April 30, 2017, subject to the grantee's continued employment through that date. On that date, the RSUs will be converted to common stock and a like number of shares will be issued to the grantee.