SEC Form 4 · accession 0000899243-16-032672
ANALOGIC CORP · ALOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Green
Officer — President/CEO/Director · Director
Period of report
Oct 31, 2016
Accepted (ET)
Nov 2, 2016 · 8:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2016 | M | 2,469 | — | A | 27,000 | D | |
| Common Stock | Oct 31, 2016 | F | 1,163 | $81.85 | D | 25,837 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Oct 31, 2016 | M | 2,469 | D | — | — | Common Stock | 2,469 | 4,949 | D |
| Restricted Stock UnitsF1 | — | Oct 31, 2016 | D | 4,939 | D | — | — | Common Stock | 4,939 | 0 | D |
| Restricted Stock UnitsF2 | — | Oct 31, 2016 | D | 3,749 | D | — | — | Common Stock | 3,749 | 11,246 | D |
| Restricted Stock UnitsF3,F2 | — | Oct 31, 2016 | D | 7,628 | D | — | — | Common Stock | 7,628 | 5,449 | D |
| Restricted Stock UnitsF4,F3 | — | Oct 31, 2016 | D | 13,390 | D | — | — | Common Stock | 13,390 | 1,217 | D |
Explanation of responses
- F1Represents the accelerated vesting of one-third of the 7,408 time-based restricted stock units ("RSUs") granted on 9/10/15 in connection with the grantee's resignation as an officer of Analogic Corporation (the "Company") effective October 31, 2016, which converted into common stock of the Company on a 1:1 basis. The remainder of the RSU grant was cancelled effective October 31, 2016.
- F2Represents forfeiture of performance based RSUs granted on 9/08/14 in connection with the grantee's resignation as an officer of the Company effective October 31, 2016. The remaining RSUs will vest based on the Company's performance as determined following the performance period, which ends on July 31, 2017.
- F3Represents forfeiture of performance based RSUs granted on 9/10/15 in connection with the grantee's resignation as an officer of the Company effective October 31, 2016. The remaining RSUs will vest based on the Company's performance as determined following the performance period, which ends on July 31, 2018
- F4Represents forfeiture of performance based RSU's granted on 9/15/16 in connection with the grantee's resignation as an officer of the Company effective October 31, 2016. The remaining RSUs will vest based on the Company's performance as determined following the performance period, which ends on July 31, 2019.