SEC Form 4 · accession 0000899243-16-029233
ANALOGIC CORP · ALOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mervat Faltas
Officer — Sr VP & GM-OEM Medical Group
Period of report
Sep 15, 2016
Accepted (ET)
Sep 19, 2016 · 3:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Sep 15, 2016 | M | 1,448 | — | A | 9,213 | D | |
| Common Stock | Sep 15, 2016 | F | 471 | $9,023.00 | D | 8,742 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Sep 15, 2016 | A | 3,148 | A | — | — | Common Stock | 3,148 | 3,148 | D |
| Restricted Stock UnitsF2 | — | Sep 15, 2016 | A | 1,565 | A | — | — | Common Stock | 1,565 | 1,565 | D |
| Restricted Stock UnitsF3 | — | Sep 15, 2016 | M | 1,448 | D | — | — | Common Stock | 1,448 | 0 | D |
Explanation of responses
- F1The number of Restricted Stock Units ("RSUs)" represents the target number of RSUs that may be earned based on the achievement of certain performance criteria. The actual number of RSUs awarded will vary depending on the Company's performance. The performance period will end on July 31, 2019. Thereafter, a determination will be made as to whether and to what extent the performance criteria has been met. If such criteria has been met, the RSUs earned will be converted to common stock and a like number of shares will be issued to the grantee.
- F2The time-based RSUs will cliff vest on July 31, 2019. On that date, the RSUs will be converted to common stock and a like number of shares will be issued to the grantee.
- F3Represents the vesting of performance-based award granted on 9/09/13.