SEC Form 4 · accession 0000899243-15-009358
ANALOGIC CORP · ALOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark T Frost
Officer — SVP, CFO & Treasurer
Period of report
Dec 3, 2015
Accepted (ET)
Dec 7, 2015 · 9:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006284
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Dec 3, 2015 | A | 4,091 | A | — | — | Common Stock | 4,091 | 4,091 | D |
| Restricted Stock UnitsF2 | — | Dec 3, 2015 | A | 2,320 | A | — | — | Common Stock | 2,320 | 2,320 | D |
| Restricted Stock UnitsF3 | — | Dec 3, 2015 | A | 4,274 | A | — | — | Common Stock | 4,274 | 4,274 | D |
Explanation of responses
- F1The number of Restricted Stock Units ("RSUs)" represents the target number of RSUs that may be earned based on the achievement of certain performance criteria. The actual number of RSUs awarded may vary between 0 and twice the target, depending on the Company's performance. The performance period will end on July 31, 2018. As soon as reasonably practicable thereafter, a determination will be made as to whether and to what extent the performance criteria has been met. If such criteria has been met, the RSUs earned will be converted to common stock and a like number of shares will be issued to the grantee.
- F2The time-based Restricted Stock Units (RSUs) will cliff vest on July 31, 2018. On that date, the RSUs will be converted to common stock and a like number of shares will be issued to the grantee.
- F3The time-based Restricted Stock Units (RSUs) will vest in two equal installments beginning 1 year after the grant date of 12/3/15.