SEC Form 4 · accession 0001225208-16-029215
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick D Hess
Officer — SVP, Comm & Automotive Group
Period of report
Mar 3, 2016
Accepted (ET)
Mar 4, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock-$.16-2/3 value | Mar 3, 2016 | M | 4,469 | $0.00 | A | 25,752 | D | |
| Comm Stock-$.16-2/3 value | Mar 3, 2016 | M | 3,352 | $0.00 | A | 29,104 | D | |
| Comm Stock-$.16-2/3 value | Mar 3, 2016 | F | 2,566 | $55.47 | D | 26,538 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1 | $0.00 | Mar 3, 2016 | M | 3,352 | D | Mar 3, 2015 | — | Comm Stock-$.16-2/3 value | 3,352 | 6,705 | D |
| Restricted Stock Unit (RSU)F2 | $0.00 | Mar 3, 2016 | M | 4,469 | D | Mar 3, 2016 | — | Comm Stock-$.16-2/3 value | 4,469 | 8,940 | D |
Explanation of responses
- F1The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vest in equal installments on March 3, 2015, March 3, 2016, March 3, 2017 and March 3, 2018. Upon the vesting date, each vested RSU automatically converts into one (1) share of common stock of the Company.
- F2The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vest in equal installments on March 3, 2016, March 3, 2017 and March 3, 2018. Upon the vesting date, each vested RSU automatically converts into one (1) share of common stock of the Company.