SEC Form 4 · accession 0001225208-15-007690
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ray Stata
Director
Period of report
Mar 11, 2015
Accepted (ET)
Mar 12, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock-$.16-2/3 value | Mar 11, 2015 | M | 1,740 | $0.00 | A | 306,091 | D | |
| Comm Stock-$.16-2/3 value | holding | — | — | — | 1,108,709 | I | By Mrs. Stata Directly | |
| Comm Stock-$.16-2/3 value | holding | — | — | — | 400,277 | I | By Mrs. Stata Tr FBO Mr. Stata's Children | |
| Comm Stock-$.16-2/3 value | holding | — | — | — | 1,850 | I | By Stata Family LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $57.29 | Mar 11, 2015 | A | 8,460 | A | — | Mar 11, 2025 | Comm Stock-$.16-2/3 value | 8,460 | 8,460 | D |
| Restricted Stock Unit (RSU)F2 | $0.00 | Mar 11, 2015 | A | 1,540 | A | — | — | Comm Stock-$.16-2/3 value | 1,540 | 1,540 | D |
| Restricted Stock Unit (RSU)F3 | $0.00 | Mar 11, 2015 | M | 1,740 | D | Mar 12, 2015 | — | Comm Stock-$.16-2/3 value | 1,740 | 0 | D |
Explanation of responses
- F1This option vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 11, 2015, or the date of the Company's next Annual Meeting of Shareholders.
- F2This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 11, 2015, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
- F3In accordance with the terms of the grant, this RSU vested 100.00% on March 11, 2015, the date of the Company's 2015 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.