SEC Form 4 · accession 0000006281-19-000023
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret K Seif
Officer — SVP, CPO and CLO
Period of report
Feb 25, 2019
Accepted (ET)
Feb 26, 2019 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Feb 25, 2019 | M | 860 | $46.48 | A | 14,377 | D | |
| Comm Stock - $.16-2/3 value | Feb 25, 2019 | M | 374 | $51.73 | A | 14,751 | D | |
| Comm Stock - $.16-2/3 value | Feb 25, 2019 | M | 1,198 | $57.29 | A | 15,949 | D | |
| Comm Stock - $.16-2/3 value | Feb 25, 2019 | M | 292 | $54.93 | A | 16,241 | D | |
| Comm Stock - $.16-2/3 value | Feb 25, 2019 | M | 4,691 | $83.48 | A | 20,932 | D | |
| Comm Stock - $.16-2/3 valueF1 | Feb 25, 2019 | S | 7,415 | $107.34 | D | 13,517 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $46.48 | Feb 25, 2019 | M | 860 | D | Mar 12, 2014 | Mar 12, 2023 | Comm Stock - $.16-2/3 value | 860 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $51.73 | Feb 25, 2019 | M | 374 | D | Mar 12, 2015 | Mar 12, 2024 | Comm Stock - $.16-2/3 value | 374 | 4,774 | D |
| Non-Qualified Stock Option (right to buy)F4 | $57.29 | Feb 25, 2019 | M | 1,198 | D | Mar 11, 2016 | Mar 11, 2025 | Comm Stock - $.16-2/3 value | 1,198 | 10,396 | D |
| Non-Qualified Stock Option (right to buy)F5 | $54.93 | Feb 25, 2019 | M | 292 | D | Mar 9, 2017 | Mar 9, 2026 | Comm Stock - $.16-2/3 value | 292 | 15,277 | D |
| Non-Qualified Stock Option (right to buy)F6 | $83.48 | Feb 25, 2019 | M | 4,691 | D | Mar 8, 2018 | Mar 8, 2027 | Comm Stock - $.16-2/3 value | 4,691 | 18,767 | D |
Explanation of responses
- F1These shares were disposed of in multiple transactions on February 25, 2019 at actual sales prices ranging from $106.80 to $107.80 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2013.
- F3This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2014.
- F4This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.
- F5This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.
- F6This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 8, 2017.