SEC Form 4 · accession 0000006281-19-000022
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Cotter
Officer — SVP, WW Sales & Dig MKTG
Period of report
Feb 25, 2019
Accepted (ET)
Feb 26, 2019 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Feb 25, 2019 | M | 4,000 | $31.62 | A | 4,173 | D | |
| Comm Stock - $.16-2/3 value | Feb 25, 2019 | M | 9,330 | $37.52 | A | 13,503 | D | |
| Comm Stock - $.16-2/3 value | Feb 25, 2019 | M | 18,380 | $39.79 | A | 31,883 | D | |
| Comm Stock - $.16-2/3 valueF1 | Feb 25, 2019 | S | 31,710 | $106.858 | D | 173 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $31.62 | Feb 25, 2019 | M | 4,000 | D | Jan 5, 2011 | Jan 5, 2020 | Comm Stock - $.16-2/3 value | 4,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $37.52 | Feb 25, 2019 | M | 9,330 | D | Jan 4, 2012 | Jan 4, 2021 | Comm Stock - $.16-2/3 value | 9,330 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4 | $39.79 | Feb 25, 2019 | M | 18,380 | D | Mar 15, 2013 | Mar 15, 2022 | Comm Stock - $.16-2/3 value | 18,380 | 0 | D |
Explanation of responses
- F1These shares were disposed of in multiple transactions on February 25, 2019 at actual sales prices ranging from $106.80 to $106.90 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 5, 2010.
- F3This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 4, 2011.
- F4This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 15, 2012.