SEC Form 4 · accession 0000006281-19-000014
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil S Novich
Director
Period of report
Feb 22, 2019
Accepted (ET)
Feb 25, 2019 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Feb 22, 2019 | M | 7,210 | $39.82 | A | 29,950 | D | |
| Comm Stock - $.16-2/3 value | Feb 22, 2019 | M | 8,380 | $39.42 | A | 38,330 | D | |
| Comm Stock - $.16-2/3 value | Feb 22, 2019 | M | 11,860 | $46.48 | A | 50,190 | D | |
| Comm Stock - $.16-2/3 valueF1 | Feb 22, 2019 | S | 27,450 | $105.808 | D | 22,740 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $39.82 | Feb 22, 2019 | M | 7,210 | D | Mar 8, 2012 | Mar 8, 2021 | Comm Stock - $.16-2/3 value | 7,210 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $39.42 | Feb 22, 2019 | M | 8,380 | D | Mar 12, 2013 | Mar 13, 2022 | Comm Stock - $.16-2/3 value | 8,380 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4 | $46.48 | Feb 22, 2019 | M | 11,860 | D | Mar 12, 2014 | Mar 13, 2023 | Comm Stock - $.16-2/3 value | 11,860 | 0 | D |
Explanation of responses
- F1These shares were disposed of in multiple transactions on February 22, 2019 at actual sales prices ranging from $105.67 to $105.96 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This option vested 100.00% on the earlier of the first anniversary of the original grant date, which was March 8, 2011, or the date of the Company's next Annual Meeting of Shareholders following the original grant date.
- F3This option vested 100.00% on the earlier of the first anniversary of the original grant date, which was March 13, 2012, or the date of the Company's next Annual Meeting of Shareholders following the original grant date.
- F4This option vested 100.00% on the earlier of the first anniversary of the original grant date, which was March 13, 2013, or the date of the Company's next Annual Meeting of Shareholders following the original grant date.