SEC Form 4 · accession 0000006281-19-000002
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory N. Henderson
Officer — SVP, Atmtve, Comm, ArSpc & Def
Period of report
Jan 2, 2019
Accepted (ET)
Jan 3, 2019 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Jan 2, 2019 | M | 1,948 | $57.29 | A | 5,389 | D | |
| Comm Stock - $.16-2/3 value | Jan 2, 2019 | M | 3,055 | $54.93 | A | 8,444 | D | |
| Comm Stock - $.16-2/3 value | Jan 2, 2019 | S | 5,003 | $84.03 | D | 3,441 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $57.29 | Jan 2, 2019 | M | 1,948 | D | Mar 11, 2016 | Mar 11, 2025 | Comm Stock - $.16-2/3 value | 1,948 | 3,896 | D |
| Non-Qualified Stock Option (right to buy)F3 | $54.93 | Jan 2, 2019 | M | 3,055 | D | Mar 9, 2017 | Mar 9, 2026 | Comm Stock - $.16-2/3 value | 3,055 | 4,584 | D |
Explanation of responses
- F1These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.
- F3This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.