SEC Form 4 · accession 0000006281-18-000118
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret K Seif
Officer — SVP, CPO, CLO & Secretary
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Oct 1, 2018 | M | 1,000 | $46.48 | A | 24,517 | D | |
| Comm Stock - $.16-2/3 value | Oct 1, 2018 | M | 400 | $51.73 | A | 24,917 | D | |
| Comm Stock - $.16-2/3 value | Oct 1, 2018 | M | 1,000 | $57.29 | A | 25,917 | D | |
| Comm Stock - $.16-2/3 value | Oct 1, 2018 | M | 300 | $54.93 | A | 26,217 | D | |
| Comm Stock - $.16-2/3 value | Oct 1, 2018 | S | 2,700 | $92.81 | D | 23,517 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $46.48 | Oct 1, 2018 | M | 1,000 | D | Mar 12, 2014 | Mar 12, 2023 | Comm Stock - $.16-2/3 value | 1,000 | 4,860 | D |
| Non-Qualified Stock Option (right to buy)F3 | $51.73 | Oct 1, 2018 | M | 400 | D | Mar 12, 2015 | Mar 12, 2024 | Comm Stock - $.16-2/3 value | 400 | 6,748 | D |
| Non-Qualified Stock Option (right to buy)F4 | $57.29 | Oct 1, 2018 | M | 1,000 | D | Mar 11, 2016 | Mar 11, 2025 | Comm Stock - $.16-2/3 value | 1,000 | 15,594 | D |
| Non-Qualified Stock Option (right to buy)F5 | $54.93 | Oct 1, 2018 | M | 300 | D | Mar 9, 2017 | Mar 9, 2026 | Comm Stock - $.16-2/3 value | 300 | 16,769 | D |
Explanation of responses
- F1These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2013.
- F3This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2014.
- F4This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.
- F5This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.