SEC Form 4 · accession 0000006281-18-000111
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Real
Officer — SVP & Chief Technology Officer
Period of report
Aug 31, 2018
Accepted (ET)
Sep 4, 2018 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Aug 31, 2018 | M | 18,650 | $46.48 | A | 32,250 | D | |
| Comm Stock - $.16-2/3 valueF2 | Aug 31, 2018 | S | 18,650 | $98.922 | D | 13,600 | D | |
| Comm Stock - $.16-2/3 value | holding | — | — | — | 218 | I | in Analog Ireland Success Sharing Share Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $46.48 | Aug 31, 2018 | M | 18,650 | D | Mar 12, 2014 | Mar 12, 2023 | Comm Stock - $.16-2/3 value | 18,650 | 0 | D |
Explanation of responses
- F1These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2These shares were disposed of in multiple transactions on August 31, 2018 at actual sales prices ranging from $98.530 to $99.240 per share. The price reported reflects the weighted average sale price for the transaction. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2013.