SEC Form 4 · accession 0000006281-18-000107
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Hassett
Officer — SVP, Global Operations & Tech
Period of report
Aug 27, 2018
Accepted (ET)
Aug 28, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Aug 27, 2018 | M | 12,000 | $51.73 | A | 26,711 | D | |
| Comm Stock - $.16-2/3 valueF1 | Aug 27, 2018 | S | 12,000 | $100.40 | D | 14,711 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $51.73 | Aug 27, 2018 | M | 12,000 | D | Mar 12, 2015 | Mar 12, 2024 | Comm Stock - $.16-2/3 value | 12,000 | 10,040 | D |
Explanation of responses
- F1These shares were disposed of in multiple transactions on August 27, 2018 at actual sales prices ranging from $100.360 to $100.475 per share. The price reported reflects the weighted average sale price for the transaction. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2014.