SEC Form 4 · accession 0000006281-18-000102
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent Roche
Officer — President & CEO · Director
Period of report
Aug 1, 2018
Accepted (ET)
Aug 2, 2018 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Aug 1, 2018 | M | 2,323 | $45.95 | A | 19,699 | D | |
| Comm Stock - $.16-2/3 value | Aug 1, 2018 | M | 7,677 | $51.73 | A | 27,376 | D | |
| Comm Stock - $.16-2/3 value | Aug 1, 2018 | S | 10,000 | $95.43 | D | 17,376 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $45.95 | Aug 1, 2018 | M | 2,323 | D | Jun 17, 2014 | Jun 17, 2023 | Comm Stock - $.16-2/3 value | 2,323 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $51.73 | Aug 1, 2018 | M | 7,677 | D | Mar 12, 2015 | Mar 12, 2024 | Comm Stock - $.16-2/3 value | 7,677 | 63,050 | D |
Explanation of responses
- F1These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was June 17, 2013.
- F3This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2014.