SEC Form 4 · accession 0000006281-18-000095
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Cotter
Officer — SVP, WW Sales & Dig MKTG
Period of report
Jun 29, 2018
Accepted (ET)
Jul 2, 2018 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Jun 29, 2018 | M | 4,000 | $31.62 | A | 4,173 | D | |
| Comm Stock - $.16-2/3 valueF2 | Jun 29, 2018 | S | 3,900 | $96.703 | D | 273 | D | |
| Comm Stock - $.16-2/3 value | Jun 29, 2018 | S | 100 | $97.48 | D | 173 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $31.62 | Jun 29, 2018 | M | 4,000 | D | Jan 5, 2011 | Jan 5, 2020 | Comm Stock - $.16-2/3 value | 4,000 | 4,000 | D |
Explanation of responses
- F1These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2These shares were disposed of in multiple transactions on June 29, 2018 at actual sales prices ranging from $96.360 to $97.130 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 5, 2010.