SEC Form 4 · accession 0000006281-18-000089
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Hassett
Officer — SVP, Global Operations & Tech
Period of report
Jun 1, 2018
Accepted (ET)
Jun 4, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Jun 1, 2018 | M | 17,150 | $46.48 | A | 31,861 | D | |
| Comm Stock - $.16-2/3 valueF1 | Jun 1, 2018 | S | 17,150 | $97.947 | D | 14,711 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $46.48 | Jun 1, 2018 | M | 17,150 | D | Mar 12, 2014 | Mar 12, 2023 | Comm Stock - $.16-2/3 value | 17,150 | 0 | D |
Explanation of responses
- F1These shares were disposed of in multiple transactions on June 1, 2018 at actual sales prices ranging from $97.830 to $97.955 per share. The price reported reflects the weighted average sale price for the transaction. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2013.