SEC Form 4 · accession 0000006281-18-000076
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret K Seif
Officer — SVP, CLO & Secretary
Period of report
Apr 5, 2018
Accepted (ET)
Apr 9, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Apr 5, 2018 | M | 1,000 | $19.57 | A | 24,517 | D | |
| Comm Stock - $.16-2/3 value | Apr 5, 2018 | M | 1,000 | $39.79 | A | 25,517 | D | |
| Comm Stock - $.16-2/3 value | Apr 5, 2018 | M | 2,000 | $46.48 | A | 27,517 | D | |
| Comm Stock - $.16-2/3 value | Apr 5, 2018 | M | 1,000 | $51.73 | A | 28,517 | D | |
| Comm Stock - $.16-2/3 value | Apr 5, 2018 | M | 1,000 | $57.29 | A | 29,517 | D | |
| Comm Stock - $.16-2/3 value | Apr 5, 2018 | M | 1,000 | $54.93 | A | 30,517 | D | |
| Comm Stock - $.16-2/3 valueF2 | Apr 5, 2018 | S | 6,900 | $91.866 | D | 23,617 | D | |
| Comm Stock - $.16-2/3 value | Apr 5, 2018 | S | 100 | $92.30 | D | 23,517 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $19.57 | Apr 5, 2018 | M | 1,000 | D | Jan 5, 2010 | Jan 5, 2019 | Comm Stock - $.16-2/3 value | 1,000 | 1,000 | D |
| Non-Qualified Stock Option (right to buy)F4 | $39.79 | Apr 5, 2018 | M | 1,000 | D | Mar 15, 2013 | Mar 15, 2022 | Comm Stock - $.16-2/3 value | 1,000 | 1,000 | D |
| Non-Qualified Stock Option (right to buy)F5 | $46.48 | Apr 5, 2018 | M | 2,000 | D | Mar 12, 2014 | Mar 12, 2023 | Comm Stock - $.16-2/3 value | 2,000 | 10,860 | D |
| Non-Qualified Stock Option (right to buy)F6 | $51.73 | Apr 5, 2018 | M | 1,000 | D | Mar 12, 2015 | Mar 12, 2024 | Comm Stock - $.16-2/3 value | 1,000 | 9,548 | D |
| Non-Qualified Stock Option (right to buy)F7 | $57.29 | Apr 5, 2018 | M | 1,000 | D | Mar 11, 2016 | Mar 11, 2025 | Comm Stock - $.16-2/3 value | 1,000 | 19,594 | D |
| Non-Qualified Stock Option (right to buy)F8 | $54.93 | Apr 5, 2018 | M | 1,000 | D | Mar 9, 2017 | Mar 9, 2026 | Comm Stock - $.16-2/3 value | 1,000 | 19,369 | D |
Explanation of responses
- F1These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2These shares were disposed of in multiple transactions on April 5, 2018 at actual sales prices ranging from $91.280 to $92.110 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 5, 2009.
- F4This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 15, 2012.
- F5This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2013.
- F6This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2014.
- F7This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.
- F8This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.