SEC Form 4 · accession 0000006281-18-000062
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent Roche
Officer — President & CEO · Director
Period of report
Mar 25, 2018
Accepted (ET)
Mar 27, 2018 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Mar 25, 2018 | M | 14,010 | $0.00 | A | 46,522 | D | |
| Comm Stock - $.16-2/3 value | Mar 26, 2018 | F | 6,228 | $93.11 | D | 40,294 | D | |
| Comm Stock - $.16-2/3 value | Mar 26, 2018 | J | 2,918 | $0.00 | D | 37,376 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-Based Restricted Stock UnitF2 | $0.00 | Mar 25, 2018 | M | 14,010 | D | Mar 25, 2018 | — | Comm Stock - $.16-2/3 value | 14,010 | 0 | D |
Explanation of responses
- F1Represents shares being transferred to Lorraine Roche. The reporting person no longer reports these shares as beneficially owned.
- F2This transaction represents the settlement of performance-based RSUs granted on March 11, 2015 in shares of common stock of the Company on their scheduled vesting date of March 25, 2018 as a result of the certification by the Company's Compensation Committee of the satisfaction of performance criteria at 44.74% of target.