SEC Form 4 · accession 0000006281-18-000012
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent Roche
Officer — President & CEO · Director
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Feb 1, 2018 | M | 10,000 | $45.95 | A | 31,640 | D | |
| Comm Stock - $.16-2/3 valueF2 | Feb 1, 2018 | S | 10,000 | $91.25 | D | 21,640 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $45.95 | Feb 1, 2018 | M | 10,000 | D | Jun 17, 2014 | Jun 17, 2023 | Comm Stock - $.16-2/3 value | 10,000 | 21,227 | D |
Explanation of responses
- F1These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2Since the date of the Reporting Person's last ownership report, the Reporting Person transferred employee stock options to purchase 296,425 shares of Company common stock to Lorraine Roche in accordance with Rule 16a-12.
- F3This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was June 17, 2013.