SEC Form 4 · accession 0000006281-17-000148
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent Roche
Officer — President & CEO · Director
Period of report
Dec 4, 2017
Accepted (ET)
Dec 5, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Dec 4, 2017 | M | 15,828 | $39.79 | A | 37,468 | D | |
| Comm Stock - $.16-2/3 value | Dec 4, 2017 | M | 72,000 | $38.56 | A | 109,468 | D | |
| Comm Stock - $.16-2/3 value | Dec 4, 2017 | M | 12,172 | $45.95 | A | 121,640 | D | |
| Comm Stock - $.16-2/3 valueF1 | Dec 4, 2017 | S | 100,000 | $85.172 | D | 21,640 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $39.79 | Dec 4, 2017 | M | 15,828 | D | Mar 15, 2013 | Mar 15, 2022 | Comm Stock - $.16-2/3 value | 15,828 | 15,828 | D |
| Non-Qualified Stock Option (right to buy)F3 | $38.56 | Dec 4, 2017 | M | 72,000 | D | Oct 15, 2013 | Oct 15, 2022 | Comm Stock - $.16-2/3 value | 72,000 | 72,000 | D |
| Non-Qualified Stock Option (right to buy)F4 | $45.95 | Dec 4, 2017 | M | 12,172 | D | Jun 17, 2014 | Jun 17, 2023 | Comm Stock - $.16-2/3 value | 12,172 | 90,518 | D |
Explanation of responses
- F1These shares were disposed of in multiple transactions on December 4, 2017 at actual sales prices ranging from $85.00 to $85.59 per share. The price reported reflects the weighted average sale price for the transaction. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 15, 2012.
- F3This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was October 15, 2012.
- F4This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was June 17, 2013.